Practice Areas

In addition to securities industry professional bonus disputesU-5 expungement actions, employment law infractions including discrimination and sexual harassment, the attorneys at Singer Deutsch LLP also represent securities industry professionals who are the subject of regulatory investigations and inquiries.  The firm's attorneys also regularly handle disputes involving investment advisor misconduct, including matters such as fraud, unauthorized trading, suitability and churning.  If you would like further information about the legal services offered by Singer Deutsch LLP, please feel free to contact us.

Employment Law

Singer Deutsch LLP has an employment law practice representing individuals in actions initiated against their employers for unlawful discriminatory practices in the workplace.

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Bonus Disputes

Singer Deutsch LLP represents securities industry professionals in bonus/incentive compensation disputes with their current or former employers.

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U-5 Expungement

 The U-5 Expungement attorneys of Singer Deutsch LLP protect the careers of securities industry professionals from false, defamatory, unfounded, or inaccurate statements filed on their U-5’s.

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Complaints and Regulatory Investigations

Throughout the course of their careers, securities industry professionals may face accusations of impropriety from their employers or investors, with complaints often leading to regulatory inquiries and investigations from FINRA, the SEC, or State Regulators.

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Securities Arbitration

Most employment disputes and customer related disputes with Investment Banks and Broker Dealers are subject to mandatory FINRA Arbitration.

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Individual Investors

Investing contains inherent risk and losses may occur. Some losses, however, are the result of illegal, unethical, or negligent practices on the part of the broker or financial consultant.  Contact the New York City - Los Angeles - San Francisco securities fraud lawyers of Singer Deutsch LLP for legal advice and to discuss remedies for particular investment losses due to fraud or other misconduct.

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Investment Advisor Misconduct

Investing contains inherent risk and losses may occur. Some losses, however, are the result of illegal, unethical, or negligent practices on the part of an investment advisor.  Contact the New York City - Los Angeles - San Francisco securities fraud lawyers of Singer Deutsch LLP for legal advice and to discuss remedies for particular investment losses due to fraud or other misconduct.

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Hedge Fund Fraud

A hedge fund is a private investment limited partnership that generally invests in a variety of securities. The name itself can be misleading, as hedge funds may or may not employ hedging techniques. Hedge funds are not subject to the same SEC rules and regulations under which mutual funds operate, and generally have more flexibility in handling investor funds.

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